Personnel Hong Kong SFC License Details (ID 75854)

Personnel Hong Kong SFC License Details (ID 75854)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Asset Management (Hong Kong) Co., Limited	Rep	Asset management	2013-10-21	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2013-10-21	-
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Asset management	2010-12-13	2013-10-08
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2009-09-08	2010-10-21
	Rep	Asset management	2009-09-08	2010-10-21
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2008-09-03	2009-07-21