Personnel Hong Kong SFC License Details (ID 75863)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNI Securities Group Limited	Rep	Dealing in securities	2010-08-12	2016-04-20
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-02-04	2010-07-31
	Rep	Dealing in securities	2010-02-04	2010-07-31