| MFG Limited (HK) | RO | Asset management | 2024-04-08 | 2025-09-14 |
| RO | Advising on futures contracts | 2014-09-12 | 2025-09-14 |
| RO | Advising on securities | 2014-09-12 | 2025-09-14 |
| RO | Dealing in futures contracts | 2014-09-12 | 2025-09-14 |
| RO | Dealing in securities | 2014-09-12 | 2025-09-14 |
| Rep | Advising on futures contracts | 2014-08-04 | 2014-09-12 |
| Rep | Advising on securities | 2014-08-04 | 2014-09-12 |
| Rep | Dealing in futures contracts | 2014-08-04 | 2014-09-12 |
| Rep | Dealing in securities | 2014-08-04 | 2014-09-12 |
| Rep | Asset management | 2014-08-04 | 2024-04-08 |
| DaoKou Securities Limited | RO | Dealing in securities | 2014-02-24 | 2014-07-31 |
| MFG Limited (HK) | RO | Advising on futures contracts | 2012-05-18 | 2014-01-21 |
| RO | Advising on securities | 2012-05-18 | 2014-01-21 |
| Rep | Asset management | 2012-04-12 | 2012-04-16 |
| RO | Dealing in futures contracts | 2012-03-16 | 2014-01-21 |
| RO | Dealing in securities | 2012-03-16 | 2014-01-21 |
| Rep | Dealing in futures contracts | 2012-01-19 | 2012-03-16 |
| Rep | Dealing in securities | 2012-01-19 | 2012-03-16 |
| CNI Securities Group Limited | Rep | Dealing in futures contracts | 2011-08-08 | 2011-12-21 |
| Rep | Dealing in securities | 2010-11-01 | 2011-12-21 |
| CVP Securities Limited | Rep | Dealing in futures contracts | 2008-08-05 | 2010-10-22 |
| Rep | Dealing in securities | 2007-06-01 | 2010-10-22 |
| PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-28 | 2007-05-18 |
| CVP Securities Limited | Rep | Dealing in securities | 2006-05-12 | 2007-03-18 |