Personnel Hong Kong SFC License Details (ID 75868)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASA SECURITIES LIMITED	Rep	Dealing in securities	2015-12-10	2019-06-19
CNI Securities Group Limited	Rep	Dealing in securities	2010-12-21	2013-08-04
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2009-03-05	2010-10-28