Personnel Hong Kong SFC License Details (ID 75875)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Open Securities Limited	RO	Advising on securities	2004-08-13	2018-12-31
OPEN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2003-11-21	2018-12-31
Open Securities Limited	RO	Dealing in securities	2003-11-21	2018-12-31
	Rep	Dealing in securities	2003-09-10	2003-11-21
TSE'S SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-09-04
	Rep	Advising on securities	-	2003-09-04
	Rep	Asset management	-	2003-09-04
	Rep	Dealing in securities	-	2003-09-10