| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Hazel Securities Limited | Rep | Advising on securities | 2026-01-22 | - |
| Rep | Dealing in securities | 2026-01-22 | - | |
| Lucion International Asset Management Limited | Rep | Advising on securities | 2023-03-20 | 2023-07-31 |
| Rep | Asset management | 2023-03-20 | 2023-07-31 | |
| Central China International Futures Company Limited | Rep | Dealing in futures contracts | 2017-11-15 | 2021-08-31 |
| Central China International Securities Co., Limited | RO | Advising on securities | 2016-07-14 | 2021-08-31 |
| RO | Dealing in securities | 2015-11-26 | 2021-08-31 | |
| Rep | Dealing in securities | 2015-10-23 | 2015-11-26 | |
| PRIME COURAGE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2011-11-16 | 2015-09-14 |
| Rep | Dealing in securities | 2011-11-07 | 2011-11-16 | |
| North Beta International Securities Limited | RO | Dealing in securities | 2010-12-31 | 2011-10-31 |
| Rep | Dealing in securities | 2010-11-22 | 2010-12-31 | |
| Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-06-04 | 2010-07-17 |
| Rifa Securities Limited | RO | Dealing in securities | 2009-05-14 | 2010-07-17 |
| Rep | Dealing in securities | 2008-06-26 | 2009-05-14 | |
| TANG PING KONG LIMITED | Rep | Dealing in securities | 2008-03-11 | 2008-06-01 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2007-07-10 | 2007-09-08 |
| TANG PING KONG LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-02 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-02 | |
| Rep | Asset management | 2003-04-01 | 2004-02-02 | |
| Rep | Dealing in securities | 2003-04-01 | 2007-06-30 |
No HKMA registrations in the collected records.