Personnel Hong Kong SFC License Details (ID 75881)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hazel Securities Limited	Rep	Advising on securities	2026-01-22	-
	Rep	Dealing in securities	2026-01-22	-
Lucion International Asset Management Limited	Rep	Advising on securities	2023-03-20	2023-07-31
	Rep	Asset management	2023-03-20	2023-07-31
Central China International Futures Company Limited	Rep	Dealing in futures contracts	2017-11-15	2021-08-31
Central China International Securities Co., Limited	RO	Advising on securities	2016-07-14	2021-08-31
	RO	Dealing in securities	2015-11-26	2021-08-31
	Rep	Dealing in securities	2015-10-23	2015-11-26
PRIME COURAGE SECURITIES COMPANY LIMITED	RO	Dealing in securities	2011-11-16	2015-09-14
	Rep	Dealing in securities	2011-11-07	2011-11-16
North Beta International Securities Limited	RO	Dealing in securities	2010-12-31	2011-10-31
	Rep	Dealing in securities	2010-11-22	2010-12-31
Rifa Futures Limited	Rep	Dealing in futures contracts	2009-06-04	2010-07-17
Rifa Securities Limited	RO	Dealing in securities	2009-05-14	2010-07-17
	Rep	Dealing in securities	2008-06-26	2009-05-14
TANG PING KONG LIMITED	Rep	Dealing in securities	2008-03-11	2008-06-01
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2007-07-10	2007-09-08
TANG PING KONG LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-02
	Rep	Advising on securities	2003-04-01	2004-02-02
	Rep	Asset management	2003-04-01	2004-02-02
	Rep	Dealing in securities	2003-04-01	2007-06-30