| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-11-18 | 2026-01-14 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-28 | 2026-01-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-08-28 | 2026-01-14 |
| Rep | Dealing in securities | 2015-08-28 | 2026-01-14 |
| STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-03-12 | 2015-08-17 |
| STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2012-02-03 | 2015-08-17 |
| North Beta International Securities Limited | Rep | Dealing in securities | 2010-03-17 | 2011-12-27 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-01-29 | 2010-02-27 |
| Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2009-01-29 | 2010-02-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-01-29 | 2010-02-27 |