Personnel Hong Kong SFC License Details (ID 75892)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guangdong Capital Securities Limited	RO	Advising on securities	2021-09-06	-
	RO	Asset management	2021-09-06	-
	RO	Dealing in securities	2021-09-06	-
FAIRWIN BROKING LIMITED	RO	Dealing in securities	2017-09-14	2021-02-28
	Rep	Dealing in securities	2017-08-16	2017-09-14
China Enterprise Securities Company Limited	RO	Advising on securities	2017-07-20	2017-08-07
	RO	Dealing in securities	2017-07-20	2017-08-07
	Rep	Advising on securities	2017-06-28	2017-07-20
	Rep	Dealing in securities	2017-06-28	2017-07-20
	Rep	Asset management	2017-06-28	2017-08-07
FAIRWIN BROKING LIMITED	RO	Dealing in securities	2016-10-03	2017-05-05
	Rep	Dealing in securities	2016-08-17	2016-10-03
Vantage New Generation Securities Limited	Rep	Advising on securities	2016-06-20	2016-08-11
	Rep	Dealing in securities	2016-06-20	2016-08-11
	RO	Advising on securities	2015-01-07	2016-06-20
	RO	Dealing in securities	2014-12-15	2016-06-20
	Rep	Dealing in securities	2014-05-09	2014-12-15
METRO CAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-12-23	2014-05-02
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2013-02-22	2014-05-02
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-04-18	2013-02-16
North Beta International Securities Limited	Rep	Dealing in securities	2009-07-23	2012-03-30
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-09-25	2009-06-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-07-25	2009-06-01