Personnel Hong Kong SFC License Details (ID 75904)

Personnel Hong Kong SFC License Details (ID 75904)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guangdong Capital Securities Limited	RO	Advising on securities	2023-08-22	-
	RO	Asset management	2023-08-22	-
	RO	Dealing in securities	2023-08-22	-
WEST BULL SECURITIES LIMITED	RO	Advising on securities	2021-01-05	2023-07-28
	RO	Asset management	2020-04-29	2023-07-28
	Rep	Asset management	2018-09-12	2020-04-29
	RO	Dealing in securities	2016-09-19	2023-07-28
Vantage New Generation Securities Limited	Rep	Dealing in securities	2013-11-01	2016-09-15
North Beta International Securities Limited	Rep	Dealing in securities	2009-08-19	2013-10-01
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2009-04-09	2009-08-11
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2009-04-09	2009-08-11
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-11-01	2008-11-08
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-11-01	2008-11-08