Personnel Hong Kong SFC License Details (ID 75909)

Personnel Hong Kong SFC License Details (ID 75909)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DC INVESTMENTS (HK) LIMITED	Rep	Asset management	2025-09-02	-
Springhill Fund Asset Management (HK) Company Limited	Rep	Asset management	2022-04-06	2025-06-23
Snow Lake Capital (HK) Limited	Rep	Asset management	2013-09-11	2022-03-11
Interactive Brokers LLC	Rep	Leveraged foreign exchange trading	2013-01-22	2013-08-16
	Rep	Dealing in futures contracts	2012-11-27	2013-08-16
	Rep	Dealing in securities	2012-11-27	2013-08-16
ConvergEx Asia Pacific Limited	Rep	Dealing in securities	2011-05-24	2012-05-10
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-28	2011-05-21
	Rep	Dealing in securities	2008-10-28	2011-05-21
CELESTIAL SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2008-01-17	2008-10-05
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-10-04	2008-10-05
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-05-25	2008-10-05