Leung, Tak Wing (SFC:AIO039) 梁德榮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2024-04-08	-
OnePlatform Asset Management Limited	Rep	Asset management	2017-11-21	2024-03-05
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-08-14	2014-06-03
OnePlatform Asset Management Limited	RO	Dealing in securities	2010-06-30	2024-03-05
	RO	Advising on securities	2009-06-23	2010-06-30
	Rep	Dealing in securities	2007-10-27	2010-06-30
	Rep	Advising on securities	2003-04-01	2009-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2024-04-08	-
OnePlatform Asset Management Limited	Rep	Asset management	2017-11-21	2024-03-05
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-08-14	2014-06-03
OnePlatform Asset Management Limited	RO	Dealing in securities	2010-06-30	2024-03-05
	RO	Advising on securities	2009-06-23	2010-06-30
	Rep	Dealing in securities	2007-10-27	2010-06-30
	Rep	Advising on securities	2003-04-01	2009-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.