Personnel SFC Licences and HKMA Registrations (ID 75924)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2018-07-06	-
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2014-02-10	2014-06-03
	Rep	Dealing in securities	2011-01-12	2012-04-01
OnePlatform Asset Management Limited	RO	Dealing in securities	2010-07-02	2017-09-07
	Rep	Dealing in securities	2007-10-30	2010-07-02
	RO	Advising on securities	2007-06-01	2010-07-02
	Rep	Advising on securities	2003-04-01	2007-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.