Chan, Erika Ka Yee 陳嘉怡

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Asset management	2017-08-31	-
	Rep	Advising on securities	2015-05-06	-
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-05-06	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-05-31	2015-04-14
	Rep	Advising on securities	2008-03-12	2010-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Asset management	2017-08-31	-
	Rep	Advising on securities	2015-05-06	-
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-05-06	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-05-31	2015-04-14
	Rep	Advising on securities	2008-03-12	2010-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.