Personnel Hong Kong SFC License Details (ID 75976)

Personnel Hong Kong SFC License Details (ID 75976)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Capital Management Limited	Rep	Dealing in securities	2020-12-14	2024-05-13
	Rep	Advising on securities	2020-03-24	2024-05-13
	Rep	Asset management	2020-03-24	2024-05-13
Glory Sun Securities Limited	Rep	Advising on securities	2019-11-04	2020-03-10
	Rep	Asset management	2019-11-04	2020-03-10
KBR Fund Management Limited	Rep	Asset management	2018-06-19	2019-05-31
	Rep	Advising on securities	2018-05-21	2019-05-31
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-14	2018-03-12
	Rep	Advising on securities	2008-08-11	2010-06-14