Personnel Hong Kong SFC License Details (ID 75994)

Personnel Hong Kong SFC License Details (ID 75994)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLS Capital Limited	Rep	Advising on securities	2025-05-29	-
	Rep	Asset management	2025-05-29	-
Apollo Capital Management Limited	Rep	Advising on securities	2023-12-07	2025-05-21
	Rep	Asset management	2023-12-07	2025-05-21
	Rep	Dealing in securities	2023-12-07	2025-05-21
Anli Securities Limited	Rep	Advising on securities	2023-07-14	2023-09-01
	Rep	Dealing in securities	2023-07-14	2023-09-01
Glory Sun Securities Limited	Rep	Advising on securities	2020-09-23	2023-06-30
	Rep	Asset management	2020-09-23	2023-06-30
	Rep	Dealing in securities	2020-05-15	2023-06-30
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-04-15	2020-04-20
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2012-06-19	2013-08-15
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-06-19	2013-08-15
OnePlatform Asset Management Limited	Rep	Dealing in securities	2008-05-22	2012-06-12
	Rep	Advising on securities	2004-10-15	2010-06-02