Li, Li (SFC:BJI670) 李理

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2021-06-18	-
	Rep	Advising on securities	2019-04-24	-
	Rep	Dealing in securities	2017-06-26	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2017-04-12	2017-06-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2021-06-18	-
	Rep	Advising on securities	2019-04-24	-
	Rep	Dealing in securities	2017-06-26	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2017-04-12	2017-06-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.