Personnel Hong Kong SFC License Details (ID 76072)

Personnel Hong Kong SFC License Details (ID 76072)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2021-09-28	-
	Rep	Dealing in securities	2021-09-28	-
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2018-11-22	2021-09-08
	Rep	Dealing in securities	2018-10-24	2021-09-08
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2015-04-23	2018-09-27
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-18	2015-03-04
	Rep	Advising on securities	2005-01-24	2010-06-18