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Personnel Hong Kong SFC License Details (ID 76085)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GEO Securities Limited
Rep
Dealing in securities
2014-05-21
2016-08-15
OnePlatform Asset Management Limited
Rep
Dealing in securities
2011-03-31
2014-05-05
Rep
Dealing in securities
2010-06-08
2010-12-08