Personnel SFC Licences and HKMA Registrations (ID 76099)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Securities Limited	Rep	Dealing in securities	2024-06-03	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-10-31	2024-03-06
	Rep	Advising on securities	2003-04-01	2010-06-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.