Personnel Hong Kong SFC License Details (ID 76111)

Personnel Hong Kong SFC License Details (ID 76111)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2024-06-06	-
	Rep	Dealing in securities	2024-06-06	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2018-11-12	2023-11-19
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2018-04-25	2018-09-24
	Rep	Dealing in securities	2018-04-25	2018-09-24
Sun International Investment Services Limited	Rep	Advising on securities	2017-09-07	2018-01-19
	Rep	Dealing in securities	2017-01-03	2018-01-19
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-07-31	2016-12-30
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-05-31	2014-07-10
	Rep	Advising on securities	2007-06-22	2010-05-31