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Personnel Hong Kong SFC License Details (ID 76137)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
WRise Prestige Securities Limited
Rep
Dealing in securities
2024-10-10
-
OnePlatform Asset Management Limited
Rep
Dealing in securities
2010-05-31
2024-07-03
Rep
Advising on securities
2007-02-05
2010-05-31