Personnel Hong Kong SFC License Details (ID 76149)

Personnel Hong Kong SFC License Details (ID 76149)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Global Asset Management Limited	RO	Advising on securities	2022-09-21	2026-03-27
	RO	Asset management	2022-09-21	2026-03-27
	RO	Dealing in securities	2022-09-21	2026-03-27
iTrade Securities Investment Limited	Rep	Dealing in securities	2020-11-10	2020-12-23
Core Capital Securities Limited	RO	Dealing in securities	2019-05-30	2020-09-30
	Rep	Dealing in securities	2019-04-04	2019-05-30
JT CAPITAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2019-04-04	2020-09-30
Corres International HK Co., Limited	RO	Dealing in securities	2018-09-07	2019-03-20
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2011-01-12	2014-06-03
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-10-27	2018-06-10
	Rep	Advising on securities	2003-10-14	2010-06-15