Personnel Hong Kong SFC License Details (ID 7619)

Personnel Hong Kong SFC License Details (ID 7619)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	RO	Asset management	2007-05-02	-
PHILLIP COMMODITIES (HK) LIMITED	RO	Leveraged foreign exchange trading	2003-12-09	-
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	RO	Advising on securities	2003-04-01	-
	RO	Asset management	2003-04-01	-
PHILLIP COMMODITIES (HK) LIMITED	RO	Advising on futures contracts	2003-04-01	-
	RO	Dealing in futures contracts	2003-04-01	-
	RO	Providing automated trading services	2003-04-01	2003-08-15
	RO	Asset management	2003-04-01	2003-10-30
PHILLIP SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2003-04-01	-
	RO	Dealing in securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2003-10-30
	RO	Asset management	2003-04-01	2003-10-30