| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | RO | Asset management | 2007-05-02 | - |
| PHILLIP COMMODITIES (HK) LIMITED | RO | Leveraged foreign exchange trading | 2003-12-09 | - |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2003-04-01 | - |
| RO | Asset management | 2003-04-01 | - | |
| PHILLIP COMMODITIES (HK) LIMITED | RO | Advising on futures contracts | 2003-04-01 | - |
| RO | Dealing in futures contracts | 2003-04-01 | - | |
| RO | Providing automated trading services | 2003-04-01 | 2003-08-15 | |
| RO | Asset management | 2003-04-01 | 2003-10-30 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2003-04-01 | - |
| RO | Dealing in securities | 2003-04-01 | - | |
| RO | Advising on corporate finance | 2003-04-01 | 2003-10-30 | |
| RO | Asset management | 2003-04-01 | 2003-10-30 |
No HKMA registrations in the collected records.