Personnel Hong Kong SFC License Details (ID 76207)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topaz Financial Group Limited	Rep	Dealing in securities	2024-03-01	-
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2014-02-26	2014-06-03
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-14	2022-06-09
	Rep	Advising on securities	2007-03-06	2010-06-14