Personnel Hong Kong SFC License Details (ID 76208)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2016-03-11	-
	Rep	Dealing in securities	2016-03-11	-
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-06-26	2014-06-03
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-03	2015-12-10
	Rep	Advising on securities	2006-05-24	2010-06-03
BMI FUNDS MANAGEMENT LIMITED	Rep	Advising on securities	2006-01-06	2006-05-04