Personnel Hong Kong SFC License Details (ID 76217)

Personnel Hong Kong SFC License Details (ID 76217)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2020-03-27	2022-06-17
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2020-03-27	2022-06-17
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2014-10-17	2020-03-20
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-10-17	2020-03-20
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2012-06-11	2014-05-02
	Rep	Dealing in securities	2012-04-03	2014-05-02
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-11-04	2011-11-07