Ip, Pak Kwan 葉柏坤

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2017-07-24	-
	Rep	Dealing in securities	2017-07-24	-
Lion Global Financial Limited	RO	Dealing in securities	2013-12-06	2015-03-31
	Rep	Dealing in securities	2013-10-16	2013-12-06
	Rep	Asset management	2013-10-16	2017-06-30
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-11-01	2013-07-08
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-10-27	2013-07-08
	Rep	Advising on securities	2003-12-16	2010-06-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2017-07-24	-
	Rep	Dealing in securities	2017-07-24	-
Lion Global Financial Limited	RO	Dealing in securities	2013-12-06	2015-03-31
	Rep	Dealing in securities	2013-10-16	2013-12-06
	Rep	Asset management	2013-10-16	2017-06-30
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-11-01	2013-07-08
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-10-27	2013-07-08
	Rep	Advising on securities	2003-12-16	2010-06-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.