Personnel Hong Kong SFC License Details (ID 76298)

Personnel Hong Kong SFC License Details (ID 76298)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2011-01-12	2012-04-01
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-02	2018-04-30
	Rep	Advising on securities	2009-04-29	2010-06-02
ABCI Securities Company Limited	Rep	Dealing in securities	2007-09-12	2009-01-01
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Providing automated trading services	-	2003-08-26
	Rep	Advising on corporate finance	-	2003-12-22
	Rep	Advising on securities	-	2003-12-22
	Rep	Asset management	-	2003-12-22
	Rep	Dealing in securities	-	2007-08-25