Personnel Hong Kong SFC License Details (ID 76299)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2025-01-07	-
	Rep	Dealing in securities	2025-01-07	-
OnePlatform Asset Management Limited	RO	Dealing in securities	2020-12-17	2023-02-15
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-06-21	2014-06-03
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-10-18	2020-12-17
	Rep	Advising on securities	2005-01-24	2010-06-15