Personnel SFC Licences and HKMA Registrations (ID 76302)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2024-07-03	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-10-27	2024-06-15
	Rep	Advising on securities	2005-01-04	2010-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.