Lam, Wan Ting (SFC:ASD135) 林韻婷

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topaz Financial Group Limited	Rep	Dealing in securities	2023-12-29	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-11	2023-06-17
	Rep	Advising on securities	2008-12-23	2010-06-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topaz Financial Group Limited	Rep	Dealing in securities	2023-12-29	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-11	2023-06-17
	Rep	Advising on securities	2008-12-23	2010-06-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.