Law, Kai Ting 羅介廷

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2015-08-19	-
	Rep	Dealing in securities	2015-08-19	-
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2011-01-12	2014-06-03
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-24	2015-04-29
	Rep	Advising on securities	2009-08-10	2010-06-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2015-08-19	-
	Rep	Dealing in securities	2015-08-19	-
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2011-01-12	2014-06-03
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-24	2015-04-29
	Rep	Advising on securities	2009-08-10	2010-06-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.