Lee, Ricky Lap Ki 李立基

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topaz Financial Group Limited	Rep	Dealing in securities	2024-07-12	-
OnePlatform Asset Management Limited	RO	Dealing in securities	2015-05-12	2022-06-18
	Rep	Dealing in securities	2009-08-17	2015-05-12
	Rep	Advising on securities	2005-05-10	2010-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topaz Financial Group Limited	Rep	Dealing in securities	2024-07-12	-
OnePlatform Asset Management Limited	RO	Dealing in securities	2015-05-12	2022-06-18
	Rep	Dealing in securities	2009-08-17	2015-05-12
	Rep	Advising on securities	2005-05-10	2010-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.