Personnel Hong Kong SFC License Details (ID 76373)

Personnel Hong Kong SFC License Details (ID 76373)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2023-10-25	-
	Rep	Dealing in securities	2023-10-25	-
OnePlatform Asset Management Limited	Rep	Asset management	2014-05-13	2021-03-08
	Rep	Dealing in securities	2011-05-30	2023-09-22
CASH Wealth Management Limited	Rep	Asset management	2009-12-10	2011-04-30
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-08-21	2011-04-30
CASH Wealth Management Limited	Rep	Asset management	2008-01-17	2008-12-12
	Rep	Advising on securities	2004-12-15	2011-04-30
OnePlatform Asset Management Limited	Rep	Advising on securities	2003-04-01	2004-09-14