Personnel Hong Kong SFC License Details (ID 76382)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2011-01-12	2012-08-24
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-11	-
	Rep	Advising on securities	2010-01-18	2010-06-11
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2008-02-25	2009-01-02