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Li, Ka Yin (SFC:AXM017) 李嘉燕 SFC Licences and HKMA Registrations (ID 76419)
Li, Ka Yin (SFC:AXM017) 李嘉燕
SFC ID:
AXM017
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Yunfeng Financial Markets Limited
Rep
Dealing in securities
2023-08-31
-
OnePlatform Asset Management Limited
Rep
Dealing in securities
2011-07-21
2023-06-07
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.