Personnel Hong Kong SFC License Details (ID 76462)

Personnel Hong Kong SFC License Details (ID 76462)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Asset Management Limited	Rep	Advising on securities	2024-12-30	-
WRise Prestige Securities Limited	Rep	Dealing in securities	2024-12-30	-
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-03-22	2024-06-30
	Rep	Dealing in securities	2023-03-22	2024-06-30
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2018-04-25	2023-03-21
	Rep	Dealing in securities	2018-04-25	2023-03-21
Sun International Investment Services Limited	Rep	Advising on securities	2017-09-07	2018-01-19
	Rep	Dealing in securities	2017-01-03	2018-01-19
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-07-17	2016-12-30
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2011-01-12	2014-06-03
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-21	2014-06-30
	Rep	Advising on securities	2006-10-18	2010-06-21