Personnel Hong Kong SFC License Details (ID 76486)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-04-10	2014-05-05
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-10-27	2014-05-05
	Rep	Advising on securities	2004-06-07	2010-06-18
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Asset management	2003-10-27	2003-12-12
OnePlatform Asset Management Limited	Rep	Advising on securities	-	2003-08-25