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Ng, Tak Wai 吳德偉 SFC Licences and HKMA Registrations (ID 76516)
Ng, Tak Wai 吳德偉
SFC ID:
AXH910
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
WRise Prestige Securities Limited
Rep
Dealing in securities
2024-08-19
-
OnePlatform Asset Management Limited
Rep
Dealing in securities
2011-06-28
2024-04-19
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.