Personnel Hong Kong SFC License Details (ID 76556)

Personnel Hong Kong SFC License Details (ID 76556)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Posley Asset Management Limited	RO	Advising on securities	2023-09-13	-
	RO	Asset management	2023-09-13	-
AVIA ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-11-11	2023-07-18
	RO	Asset management	2021-11-11	2023-07-18
	Rep	Advising on securities	2018-12-19	2021-11-11
	Rep	Asset management	2018-12-19	2021-11-11
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2015-10-28	2017-11-22
	Rep	Dealing in securities	2015-10-28	2017-11-22
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-24	2015-07-08
	Rep	Advising on securities	2008-09-11	2010-06-24