Personnel Hong Kong SFC License Details (ID 76557)

Personnel Hong Kong SFC License Details (ID 76557)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aspen Global Management Limited	RO	Asset management	2025-12-01	-
ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED	RO	Advising on securities	2021-04-27	2024-12-31
	RO	Asset management	2021-04-27	2024-12-31
	Rep	Advising on securities	2021-04-01	2021-04-27
	Rep	Asset management	2021-04-01	2021-04-27
Xuanwu Capital Management Limited	RO	Advising on securities	2019-06-28	2021-02-15
	RO	Asset management	2019-06-28	2021-02-15
AVIA ASSET MANAGEMENT LIMITED	RO	Asset management	2018-03-27	2019-05-31
	RO	Advising on securities	2014-05-05	2019-05-31
	Rep	Advising on securities	2014-04-01	2014-05-05
	Rep	Asset management	2014-04-01	2018-03-27
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-24	2014-02-17
	Rep	Advising on securities	2008-04-15	2010-06-24