Personnel Hong Kong SFC License Details (ID 76626)

Personnel Hong Kong SFC License Details (ID 76626)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2018-02-20	2021-12-16
	Rep	Dealing in securities	2018-02-20	2021-12-16
Sun International Investment Services Limited	Rep	Dealing in securities	2017-01-10	2017-08-21
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-09-16	2016-12-30
oOo Securities (HK) Group Limited	Rep	Asset management	2012-11-20	2014-04-19
	Rep	Dealing in securities	2012-03-02	2014-04-19
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-03	2011-12-05
	Rep	Advising on securities	2010-02-26	2010-06-03