Personnel SFC Licences and HKMA Registrations (ID 76646)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Asset Management Limited	Rep	Advising on securities	2024-10-22	-
WRise Prestige Securities Limited	Rep	Dealing in securities	2024-10-22	-
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-01-16	2024-07-04
	Rep	Dealing in securities	2023-01-16	2024-07-04
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2018-04-26	2023-01-13
	Rep	Dealing in securities	2018-04-26	2023-01-13
Sun International Investment Services Limited	Rep	Advising on securities	2017-09-07	2018-01-19
	Rep	Dealing in securities	2017-01-03	2018-01-19
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-07-24	2016-12-30
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-08	2014-06-30
	Rep	Advising on securities	2008-02-18	2010-06-08
	Rep	Advising on securities	2007-06-06	2007-12-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.