Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 76673)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Lion Global Financial Limited
Rep
Dealing in securities
2014-11-20
2015-03-19
OnePlatform Asset Management Limited
Rep
Dealing in securities
2010-06-09
2014-06-17
Rep
Advising on securities
2009-09-28
2010-06-09