Personnel SFC Licences and HKMA Registrations (ID 76697)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2024-08-19	-
	Rep	Dealing in securities	2024-08-19	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-08	2024-04-06
	Rep	Advising on securities	2010-03-05	2010-06-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.