Personnel Hong Kong SFC License Details (ID 76711)

Personnel Hong Kong SFC License Details (ID 76711)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	Rep	Dealing in securities	2019-05-08	2025-06-24
Sun International Investment Services Limited	Rep	Advising on securities	2018-03-05	2019-03-19
	Rep	Dealing in securities	2018-02-07	2019-03-19
GEO Securities Limited	Rep	Dealing in securities	2014-04-24	2017-12-22
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-09-18	2014-03-24
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-08	2014-03-24
	Rep	Advising on securities	2007-01-23	2010-06-08