Personnel Hong Kong SFC License Details (ID 76727)

Personnel Hong Kong SFC License Details (ID 76727)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2021-03-16	-
	Rep	Dealing in securities	2021-03-16	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2016-07-01	2021-01-17
	Rep	Dealing in securities	2016-07-01	2021-01-17
	Rep	Advising on securities	2015-07-09	2016-06-30
	Rep	Dealing in securities	2015-07-09	2016-06-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-07-09	2016-06-30
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-09-16	2015-06-11