Personnel SFC Licences and HKMA Registrations (ID 76751)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	RO	Dealing in securities	2015-06-24	-
	Rep	Dealing in securities	2010-03-10	2015-06-24
	Rep	Advising on securities	2006-07-03	2010-06-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.