Personnel SFC Licences and HKMA Registrations (ID 76756)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2015-10-28	-
	Rep	Dealing in securities	2015-10-28	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-08-27	2015-05-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.