Personnel SFC Licences and HKMA Registrations (ID 76762)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KBR Fund Management Limited	RO	Asset management	2018-07-17	-
	RO	Advising on securities	2016-04-18	-
	Rep	Asset management	2016-04-18	2018-07-17
OnePlatform Asset Management Limited	Rep	Asset management	2013-08-20	2014-07-26
	Rep	Dealing in securities	2011-03-31	2014-07-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.